Regulations

‘We provide clients with the information they need to make informed choices’ 

How do we operate and who regulates us?

Julian Barnard trading as Barnard Lee Associates is an appointed representative of Julian Harris Consultants Ltd , which is authorised and regulated by the Financial Conduct Authority No. 153566.  As a Network, Julian Harris Consultants Ltd supports its appointed representatives to meet the compliance and supervision requirements set out by the Regulator, in order to ensure advice is provided to customers within a framework of procedures that meets high standards with ethics at the forefront.
Julian Harris Consultants Ltd also handles customer complaints and, in addition, The Financial Ombudsman Service (FOS) is an agency for arbitrating on unresolved complaints between regulated firms and their clients. Full details of the FOS can be found on its website at: www.financial-ombudsman.org.uk.
Barnard Lee Associates is a member of the Association of Independent Financial Advisers
Julian Barnard is a member of the Chartered Institute of Insurance (CII) and the Personal Finance Society (PFS) by examination.
‘making the complex simple’
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